YOU MAY HAVE SEEN TODD SPODEK ON THE NETFLIX SHOW INVENTING ANNA
When you’re facing a federal issue, you need an attorney whose going to be available 24/7 to help you get the results and outcome you need. The value of working with the Spodek Law Group is that we treat each and every client like a member of our family.
Client Testimonials
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THE BEST LAWYER ANYONE COULD ASK FOR.
The BEST LAWYER ANYONE COULD ASK FOR!!! Todd changed our lives! He’s not JUST a lawyer representing us for a case. Todd and his office have become Family. When we entered his office in August of 2022, we entered with such anxiety, uncertainty, and so much stress. Honestly we were very lost. My husband and I felt alone. How could a lawyer who didn’t know us, know our family, know our background represents us, When this could change our lives for the next 5-7years that my husband was facing in Federal jail. By the time our free consultation was over with Todd, we left his office at ease. All our questions were answered and we had a sense of relief.
Insider Trading Defense Lawyers: Protecting Your Rights and Future
Are you facing accusations of insider trading? Our insider trading defense lawyers can help. The Spodek Law Group has over 40 years of experience handling legal issues. If you’re under SEC investigation for insider trading, then our defense lawyers can help.
Here’s what you need to know: the SEC takes insider trading seriously, and takes enforcement seriously. They have a zero tolerance approach to insider trading. The SEC has demonstrated immense willingness to pursue insider trading cases involving even small dollar amounts. Regardless of whether you’re a Wall Street Titan, or a small time executive – the SEC WILL COME AFTER YOU for insider trading. When that happens, you’ll need an insider trading defense lawyer to protect you.
What Happens First
If you’re under investigation for insider trading, you’ll eventually be contacted by the SEC. At first, by a telephone call out of the blue (known as an ambush call), and thereafter by SEC subpoena. It’s critical you understand the law on insider trading, and how the SEC handles, prosecutes, and settles, these types of cases. In addition, if you have legal exposure as a result of what you did – you need to understand your options, including what happens if you cooperate with the SEC eventually.
It’s extremely important you engage with an SEC insider trading lawyer who can counsel you and inform you of your rights and your options. It’s critical you devise a strategy in order to defeat the insider trading investigation you face.
If you are looking for a lawyer that listens, is aggressive where needed, and holds his word above all else, Todd is the best pick. I had hired multiple attorneys prior to hiring the Spodek Group for a white collar case. The first thing that stood out to me was the cost, as anyone going through the process and dealing with the system, money was tight at that time - especially after hiring and firing multiple lawyers. The cost was not as high as others which was definitely a plus. Todd's intake process was also unlike other attorneys. He took the time to actually listen. He cared. He was trying to put himself in my shoes while I was explaining the situation to him and he really took the time to understand the whole situation. Other lawyers will give you 15 mins and send you a retainer agreement. Not Todd, I think he spent almost two hours with me as I was explaining everything.Not only was he great during the onboarding process, he was supportive and very informative through the entire plea process and eventually sentencing. After hiring him, I asked if I should hire a prison consultant, he told me to save my money as he would do everything they would. He was right and held up to his word. Later on I would hear from others that went with the prison consultants that they were a waste of money - I am glad I listened to Todd!When it came time for sentencing, two days prior to sentencing, the prosecutor tried increasing my proposed prison time by almost double - apparently a normal move. Todd and his team worked with me non-stop through the weekend prior to sentencing to ensure that I was not given additional prison time. Again, he took the time to listen and came up with a strategy to explain the case with great detail.Unfortunately, I did plead guilty as that was my best option. Todd and his whole team wrote up nearly 300 pages of a summary of what happened and why I should not be given prison time. If I breakdown the amount I spent with Todd versus the amount of work that I saw being done, I am shocked I was not charged four times as much. The other benefit was, a lot of criminal defense lawyers were just a single attorney with a paralegal or two. Todd had a team of people that I dealt with (5-7 people that I interacted with), but he was ALWAYS accessible. It would never take him more than an hour to reply unless he was in court.I was sentenced to prison and I was emotionally distraught. Todd and his team did whatever they could even after sentencing to make sure I was alright. He personally stayed in touch with my family to ensure I was doing alright and offered support to them. Most lawyers would consider the job complete at sentencing, not Todd.After prison, Todd still spent time with me to make sure I was on the right track and avoiding any potential risks in the future. He has also been giving advice on how to navigate probation etc and has not been looking at the clock for billing.Although I wish I had never been arrested in the first place, I am glad I had Todd and his team in my corner. Without them I likely would have had to spend a lot more time in prison than I did.Thank you, Todd, and the entire Spodek Law team, for helping turn what was a nightmare into a manageable situation!
I am immensely grateful to the entire team at Spodek Law Group for their unwavering dedication and exceptional expertise throughout my case. From our initial consultation to the final resolution, their professionalism and tireless advocacy made all the difference. Their strategic approach and attention to detail instilled confidence in me every step of the way.Thanks to their hard work and commitment, we achieved a truly favorable outcome that exceeded my expectations. Not only did they navigate the complexities of my case with precision, but they also provided invaluable support and guidance during what was undoubtedly a challenging time. I cannot recommend Spodek Law Group highly enough, especially attorneys Todd Spodek and Claire Banks; they are beacons of excellence in the legal profession.YSP.
Todd, Ralph and Alex are amazing. Helped my husband get from a double digit number with multiple charges to a single digit, by the time I blink he will be out. They very professional and help with all your needs. They dealt with my anxiety and worry very well and they understand that your family member needs to get home as soon as possible.
Believe every single review here about Alex Z!! From our initial consultation, it was evident that Alex possessed a profound understanding of criminal law and a fierce dedication to his clients rights. Throughout the entirety of my case, Alex exhibited unparalleled professionalism and unwavering commitment. What sets Alex apart is not only his legal expertise but also his genuine compassion for his clients. He took the time to thoroughly explain my case, alleviating any concerns I had along the way. His exact words were “I’m not worried about it”. His unwavering support and guidance were invaluable throughout the entire process. I am immensely grateful for Alex's exceptional legal representation and wholeheartedly recommend his services to anyone in need of a skilled criminal defense attorney. Alex Z is not just a lawyer; he is a beacon of hope for those navigating the complexities of the legal system. If you find yourself in need of a dedicated and competent legal advocate, look no further than Alex Z.
I don’t know where to start, I can write a novel about this firm, but one thing I will say is that having my best interest was their main priority since the beginning of my case which was back in Winter 2019. Miss Claire Banks, one of the best Attorneys in the firm represented me very well and was very professional, respectful, and truthful. Not once did she leave me in the dark, in fact she presented all options and routes that could possibly be considered for my case and she reinsured me that no matter what I decided to do, her and the team will have my back and that’s exactly what happened. Not only will I be liberated from this case, also, I will enjoy my freedom and continue to be a mother to my first born son and will have no restrictions with accomplishing my goals in life. Now that’s what I call victory!! I thank the Lord, My mother, Claire, and the Spodek team for standing by me and fighting with me. Words can’t describe how grateful I am to have the opportunity to work with this team. I’m very satisfied, very pleased with their performance, their hard work, and their diligence.Thank you team!
I recently had Spodek Law Group represent me for a legal matter in NYC and I am thoroughly impressed with their services.Alex Zhik secured the best possible outcome for my case.It was a seamless journey from the initial consultation to the resolution of my legal matter. From the moment I spoke to Todd about my case, his enthusiasm to help was evident, setting a positive tone for the entire experience. The efficiency and professionalism displayed by the team is commendable.A particularly noteworthy aspect of their service is their user-friendly portal to upload your documents/evidence. This not only simplified the process, but showcases their commitment to streamline the client experience.Lastly, in an industry where legal fees can often be a concern, I found their pricing to be very reasonable, making needing legal assistance feel accessible and stress-free.I am grateful for their support and wouldn't hesitate to turn to them again in the future.
What the SEC Cares About
SEC insider trading investigations are discovery missions by the SEC to understand what you knew, when you knew it, and how you knew it – before purchased and sold a security. The SEC wants to know if you traded on non-public material. For example, if you knew of the company’s plan to merge before it was publicly announced – or if you traded based on tips others gave you. The SEC will issue a subpoena seeking information like: your brokerage account statement, bank records, telephone records, cell phone records, social media communications, text messages, and any other document that is involved in the basis of your decision to eventually buy and sell. The SEC will get documents and testimony from anyone on the “inside,” who possessed information that they may have shared with you.
After documents are produced to the SEC and then reviewed by the SEC – you will be asked to give testimony. The testimony will be processed by the SEC counsel. The counsel will ask you questions under oath, like why you did the trade, your relationship with those in the company who possessed the information, and your communications with those who traded. At this stage of the insider trading investigation, regardless of whether you take the Fifth, or seek to cooperate, it’s critical you have a SEC insider trading lawyer on your side.
SEC Insider Trading Lawyer – Todd Spodek
SEC insider trading investigations are high risk, and high stake cases. You could be at risk and have to pay monetary penalties, injunctions, loss of licenses, and damage to your reputation. The SEC on numerous occasions refers insider trading cases to criminal authorities.
SEC Investigations and Subpoenas
The Spodek Law group has experience handling securities and investment cases. We have experience handling some of the toughest cases conducted by the SEC. The SEC will target private individuals and companies alike – who have violated the federal securities laws. After an informal inquiry, the case becomes an official investigation. During this investigation, the SEC staff will gather as much information as possible about an individual, or a company, from a variety of sources. At this point, the investigation could start falling apart – resulting in the SEC issuing subpoenas and compelling witness testimony.
In order to prevent the case from being sent to the court system, you should consider the following:
Start cooperating with the SEC in the presence of an SEC insider trading lawyer as soon as possible. It may help end the inquiry before it turns into a formal investigation.
Avoid disclosing financial and accounting information to the public. Investigators look at updates in the media, including your personal social media accounts.
Get expert legal counsel from Todd Spodek and his team of SEC defense lawyers. We will consult with you, and represent you
