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PASSAIC COUNTY CRIMINAL LAWYER

PASSAIC COUNTY CRIMINAL LAWYER Spodek Law Group, is a premier, and award winning, New York / Federal criminal defense law firm. We’re here to give you real talk about facing criminal charges in Passaic County. If you’re surfing the web because you’re in serious legal trouble, you need straight answers. No fluff, no excuses, and […]

ESSEX COUNTY SEX CRIME LAWYER If you’re facing sex crime charges in Essex County, you risk serious penalties, including years in prison, steep fines, and a permanent criminal record that can haunt you for life. A conviction that is entered for a sex offense often leads to long-term registration requirements, which can harm your reputation, […]

How Much Does a Criminal Defense Lawyer Cost in New York?

HOW MUCH DOES A CRIMINAL DEFENSE LAWYER COST IN NEW YORK? Spodek Law Group, which was created by Todd Spodek, is often asked about the costs of hiring a criminal defense lawyer in New York. This question that many people ask is important, because it can affect your future, your finances, and your peace of […]

ERC Audit Defenses

ERC AUDIT DEFENSES WE WON’T SUGARCOAT IT—the Employee Retention Credit (ERC) is a big deal, and if you claimed it wrong, you could be in serious trouble. The Internal Revenue Service (IRS) has been coming down strong on those who took ERC benefits that were not legally allowed. If you get audited and lose, you […]

FINRA 8210 Letter: What It Is, Why It Matters, and How Spodek Law Group Can Help

FINRA 8210 Letter: What It Is, Why It Matters, and How Spodek Law Group Can Help AS SEEN ON MAJOR MEDIA OUTLETS. AVAILABLE 24/7 FOR A RISK-FREE CONSULTATION. We are Spodek Law Group, a nationwide federal defense law firm created by Todd Spodek. We want to speak with you today about something extremely important that […]

SEC SUBPOENAS AND WELLS NOTICES

SEC SUBPOENAS AND WELLS NOTICES SPODEK LAW GROUP, is a nationwide federal defense law firm created by Todd Spodek. We have over 50 years of combined experience, and our criminal defense attorneys are committed to helping people who face potential legal actions brought by the Securities and Exchange Commission (SEC). A subpoena that was issued […]

What Happens If My Company’s Financial Records Are Subpoenaed?

WHAT HAPPENS IF MY COMPANY’S FINANCIAL RECORDS ARE SUBPOENAED? Subpoenas that were issued by federal agencies, like the Department of Justice or the IRS, can be scary. If you’re reading this, it’s because you need real answers. We are Spodek Law Group, a premier, and award winning, nationwide federal defense law firm created by Todd […]

What to Do If a Grand Jury Subpoena Demands Your Notes or Emails

WHAT TO DO IF A GRAND JURY SUBPOENA DEMANDS YOUR NOTES OR EMAILS Don’t confuse yourself. A grand jury subpoena that was issued by a federal prosecutor is a big deal, and you can get into serious trouble if you ignore the grand jury subpoena. This isn’t the time to hope things disappear, because that […]

WHAT SHOULD I DO IF I’M UNDER A FINRA INVESTIGATION?

WHAT SHOULD I DO IF I’M UNDER A FINRA INVESTIGATION? If you’re on this page, it’s because you—or someone close to you—has FINRA breathing down your neck. We get it. At Spodek Law Group, we understand the stress of being under a regulatory microscope. Our law firm handles complex financial and federal cases, and we’re […]

What Happens If You Refuse to Testify Before a Grand Jury?

WHAT HAPPENS IF YOU REFUSE TO TESTIFY BEFORE A GRAND JURY? JURORS WANT THE TRUTH A grand jury that was convened to investigate possible crimes has the power to subpoena you. That means you might get a piece of paper ordering you to appear in court, and demanding that you tell them what you know. […]

Foreign Agents Registration Act Lawyers

WHAT SHOULD I DO IF I’M UNDER A FINRA INVESTIGATION Spodek Law Group, is a premier, and top rated, federal defense law firm created by Todd Spodek. We handle complex FINRA investigations nationwide. If you’re being investigated by FINRA (https://www.finra.org), it means you’re in a serious situation that can impact your license, your reputation, and […]

Received a FINRA 8210 Letter? Steps to Take Immediately

FINRA 8210 LETTER Why You Need to Care About This If you work in the securities industry, you may have heard of a FINRA 8210 letter. This letter that was created under the rules of the Financial Industry Regulatory Authority (FINRA) can be a very big issue, because using it – FINRA can demand that […]

Appealing a FINRA Decision: Understanding the NAC and Beyond

APPEALING A FINRA DECISION If you’re here, it’s because you, or someone you know, faced a decision that was handed down by FINRA (Financial Industry Regulatory Authority) and you’re looking to challenge it. We won’t sugarcoat this: FINRA rulings can destroy your future in financial services if you don’t fight back smartly. At Spodek Law […]

What Happens if You Ignore a FINRA Inquiry?

WHAT HAPPENS IF YOU IGNORE A FINRA INQUIRY We’re Spodek Law Group, a nationwide federal defense law firm created by Todd Spodek, and we’re going to be brutally honest with you right now. Ignoring a FINRA inquiry that was delivered to you is a risk. This one move can put your entire career in jeopardy. […]

I Got a FINRA Complaint – Can I Settle the Case Quietly?

AS SEEN ON MAJOR NEWS OUTLETS If you’re reading this, it probably means you got a FINRA complaint that was served on you, and you’re panicking about what might come next. You might be thinking you can fix it under the radar without anyone else knowing. You might be hoping you can just pay a […]

FINRA WELLS CALL LAWYERS

FINRA WELLS CALL LAWYERS WHO WON’T TOLERATE EXCUSES If you’re on this page, there’s a strong chance you or someone you know has received a FINRA Wells Call. This is serious. No fluff. A FINRA Wells Call means a warning that was issued by the Financial Industry Regulatory Authority (FINRA Enforcement), telling you they are […]

Can a Grand Jury Subpoena Lead to Medicare or Medicaid Fraud Charges?

CAN A GRAND JURY SUBPOENA LEAD TO MEDICARE OR MEDICAID FRAUD CHARGES? Yes, it can. That means, if you receive a grand jury subpoena that was sent by federal prosecutors, you could be at risk of serious legal trouble. At Spodek Law Group, which is a nationwide federal defense law firm created by Todd Spodek, […]

Felony Falsification Of Business Records

FELONY FALSIFICATION OF BUSINESS RECORDS: WHAT’S AT STAKE You never think it will happen. One day, an investigator knocks on your door and accuses you of tampering with your company’s books, altering receipts, or hiding key information in financial statements. It sounds like a small detail, but felony falsification of business records is a serious […]

Frequently Asked Questions by Brokers Under FINRA Investigation (FAQ Roundup)

FREQUENTLY ASKED QUESTIONS BY BROKERS UNDER FINRA INVESTIGATION (FAQ ROUNDUP) We are Spodek Law Group, a nationwide federal defense law firm that was created by Todd Spodek. If you’re a broker who was put on notice by FINRA (Financial Industry Regulatory Authority), you might be asking yourself how to handle this legal storm. We get […]

Can the SEC Subpoena Me If I Live or Work Overseas?

CAN THE SEC SUBPOENA ME IF I LIVE OR WORK OVERSEAS? That question hits home for people who assume they are safe from U.S. regulators by moving across borders. The truth is not so simple. The Securities and Exchange Commission (SEC.gov), which is the federal agency tasked with enforcing securities laws, can and does extend […]

How Do I Know If I’m the Target of an SEC Investigation or Just a Witness?

HOW DO I KNOW IF I’M THE TARGET OF AN SEC INVESTIGATION OR JUST A WITNESS? The stakes are high. If the Securities and Exchange Commission (SEC.gov) has reached out to you, your life can change in an instant. One question often lingers in your mind: Am I the person they want to prosecute, or […]

What Employees Should Know if Their Company Receives a Civil Investigative Demand

WHAT EVERY EMPLOYEE SHOULD KNOW IF THEIR COMPANY GETS A CIVIL INVESTIGATIVE DEMAND If you work at a company that was just served a Civil Investigative Demand (CID), you might be asking yourself one critical question: “What does this mean for me?” This is a common concern, especially if you’ve never heard of a CID […]

Civil investigative demand vs. subpoena

CIVIL INVESTIGATIVE DEMAND VS. SUBPOENA YOU NEED TO KNOW THE DIFFERENCE If you’re reading this, you might be worried about some official document that was served on you, or perhaps you’ve seen the term Civil Investigative Demand (often shortened to “CID”) somewhere, and you’re wondering how it compares to a subpoena. We at Spodek Law […]

State Attorneys General Civil Investigative Demands

STATE ATTORNEYS GENERAL CIVIL INVESTIGATIVE DEMANDS Have you received a Civil Investigative Demand that was issued by a State Attorney General? This document, which is known as a CID, allows the Attorney General to request and potentially demand documents, testimony, and answers to questions about possible violations of the law. When a CID is in […]

What Happens If You Ignore or Refuse a Civil Investigative Demand?

CIVIL INVESTIGATIVE DEMAND A Civil Investigative Demand that was served by a government agency can feel like a shot out of the blue. You might be home, enjoying your day, when you get papers that demand documents, testimony, or answers to pointed questions. At first, it can feel confusing or even unfair. Many people wonder: […]

What Happens If I Ignore an SEC Subpoena or Miss the Deadline?

WHAT HAPPENS IF I IGNORE AN SEC SUBPOENA OR MISS THE DEADLINE? If you’re on this page, it likely means you received a subpoena that was issued by the U.S. Securities and Exchange Commission (SEC), and now you’re wondering what happens if you ignore it or delay. Let me be brutally honest: ignoring an SEC […]

How Does a Civil Investigative Demand Work? The Legal Process Explained

HOW DOES A CIVIL INVESTIGATIVE DEMAND WORK Look, I’m not here to stroke your ego. I’m here to push you, and I’m not going to hold back. If you or your business has received a Civil Investigative Demand, it means a federal agency that was granted authority by Congress wants evidence from you. Agencies like […]

What Is a Civil Investigative Demand (CID)? – Definition and Overview

WHAT IS A CIVIL INVESTIGATIVE DEMAND (CID)? A Civil Investigative Demand (CID) is a powerful request that was created by federal agencies to gather information about possible wrongdoing. Government agencies, such as the Department of Justice or the Federal Trade Commission, use CIDs to investigate potential violations of the law. This means that you, or […]

What Does It Mean If I Receive an SEC Subpoena? Understanding Your Next Steps

WHAT DOES IT MEAN IF I RECEIVE AN SEC SUBPOENA An SEC subpoena that was sent to you can feel like a sudden shock to your life. This document that came from the U.S. Securities and Exchange Commission (SEC) means the government wants information from you, often about violations of securities laws. The SEC might […]

Behind the Scenes of a CID: How Government Investigators Gather Evidence

BEHIND THE SCENES OF A CID: HOW GOVERNMENT INVESTIGATORS GATHER EVIDENCE Government investigators who are part of a Criminal Investigation Division (CID) have an important job, which is finding facts that prove or disprove alleged crimes. These investigators work under agencies like the Department of Justice or the Federal Bureau of Investigation, finding documents that […]